Najlepsze podcasty z kategorii: Regulate This (2026)

1
A RIA-ly Unfiltered New Year 2:17

7d ago2:17

2:17

Thank you to everyone who has listened to Regulate THIS! in 2025. As we plan out our 2026 content we can't wait to dive into even more unfiltered podcasts. Are you ready?Autor: regulate this

1
Succession Planning 25:59

1M ago25:59

25:59

Don't wait until it's too late. Work smarter NOT harder. On today's episode, join Tracie Behr and Leila Shaver as their dive into the world of succession planning.Autor: regulate this

1
Regulate THIS! A ReAlLy Silly Podcast 1:29

2M ago1:29

1:29

Enjoy some silliness from Leila Shaver & Tracie Behr, have a happy and safe Thanksgiving. Back to our regular content in 2 weeks!!Autor: regulate this

1
Is AI Making Us Dumb? 28:04

2M ago28:04

28:04

Are we becoming too dependent on artificial intelligence? In this episode of Regulate THIS!, we tackle a question that's on every compliance professional's mind: Is AI making us smarter or just making us lazy? Let's be real — AI tools are everywhere now. From drafting compliance documents to analyzing regulatory updates, artificial intelligence pro…

1
Trick or Treat?! 1:04

2M ago1:04

1:04

🍬 TRICK OR TREAT? TRICK: Thinking you can skip compliance training. TREAT: My RIA Lawyer has Compliance training covered with Compliance University!! Have a happy & safe Halloween, and if you need us, you know where to find us! https://www.myrialawyer.com/ria-compliance-university/Autor: regulate this

1
Human Resources 37:06

3M ago37:06

37:06

Let's talk about the stuff nobody wants to deal with until it blows up in their face: HR compliance. Hosts Leila and Tracie from My RIA Lawyer are getting real about employment contracts, non-competes, firing people without getting sued, and all the messy workplace drama that financial firm owners pretend isn't a compliance issue (spoiler alert: it…

1
Welcome to Season 3 - Horror Stories 29:11

3M ago29:11

29:11

Buckle up for Episode 1 or Season 3 of "Regulate THIS!" as Leila Shaver dives into the most cringe-worthy compliance horror stories from the RIA world. Whether you're a seasoned CCO or just launched your RIA, these true stories will help you sleep better at night knowing what NOT to do in your compliance journey. Because in the RIA world, it's not …

1
Get Ready For Season 3 Of Regulate THIS! 0:46

4M ago0:46

0:46

Thanks so much for joining Leila & Tracie for Season 2 of Regulate THIS!! Tune into Season 3 starting in October. And don't forget to check out My RIA Lawyer's Youtube, Blogs, Compliance University and MORE!Autor: regulate this

1
Business Planning 101 39:51

5M ago39:51

39:51

It's that time year again, September is the business planning month. Join Leila & Tracie as they deep dive into what YOU need to do to ensure your business is on track and you have a plan that will grow with you.Autor: regulate this

1
Referrals Done Right 27:48

5M ago27:48

27:48

Join Tracie and Leila as they discuss practical and fun ways to grow your business through word-of-mouth.Autor: regulate this

1
How to Win Millennials and Gen Zs 31:35

6M ago31:35

31:35

Join Tracie & Leila as they chat about creative ways to appeal to younger clients without feeling out of touch.Autor: regulate this

1
Dealing with Complaints Like a Pro 29:49

6M ago29:49

29:49

Join Tracie and Leila as they set you on the right path for turning complaints into opportunities for stronger relationships with your clients.Autor: regulate this

1
Talking Clients Off the Ledge 30:35

7M ago30:35

30:35

Let's join Tracie & Leila as they jump into psychology-backed strategies for handling market turbulence.Autor: regulate this

1
The Art of the Client Experience 39:45

7M ago39:45

39:45

Join Leila & Tracie as we dive into season two of Regulate THIS! Today's episode includes tips to wow your clients, even in tough times. Learn quality tactics from the industry leaders on how to take care of your clients and even gain MORE clients!Autor: regulate this

1
Goodbye Season 1 - Hello Season 2 0:39

8M ago0:39

0:39

That's a wrap on Season 1 of "Regulate THIS"! We want to extend our sincere thanks to all our listeners who joined us as we navigated the complex and often surprising world of regulations across industries. Your support, feedback, and engagement have made this first season an incredible journey. But we're just getting started. Mark your calendars b…

1
HOT TOPICS🔥First 100 Days Of A New Administration 23:17

8M ago23:17

23:17

Join Tracie & Leila for a "Hot Topics" episode, where we dive into topics that are happening right now! In todays episode we are diving into the first 100 days of the new administration.Autor: regulate this

1
The Compliance Tech Toolbox 38:53

9M ago38:53

38:53

Join Tracie Behr and Leila Shaver as they deep dive into "The Compliance Tech Toolbox", your guide to tech tools that streamline compliance and boost efficiency.Autor: regulate this

1
Reg BI vs. Fiduciary: The Ultimate Showdown 29:56

9M ago29:56

29:56

Join Leila Shaver & Tracie Behr as they go through the basics on Reg BI and Fiduciary and answer your compliance questions. Remember, good compliance IS good business.Autor: regulate this

1
Compliance Is Sexy 26:11

9M ago26:11

26:11

" It seems like repetitive work"..... Yes. It is. We get it, Compliance can be a lot. But it is an essential part of your business. So take your head out of the sand, and get ready to learn from the experts on today's episode- Compliance Is Sexy.Autor: regulate this

1
Cyber Issues 31:22

9M ago31:22

31:22

Welcome to Regulate THIS! A RIA-ly Unfiltered Podcast. Join Leila and Tracie as they dive into the world of Compliance and all things Business. Get an unfiltered look that you deserve, and have your questions answered! In todays episode we tackle... Cyber Issues!Autor: regulate this

1
Are You Leaving Money On The Table? 20:44

9M ago20:44

20:44

Are You Leaving Money On The Table?... yes, you are!! Let's talk about fees, how you should be assessing your fees and everything in between. Join Leila Shaver & Tracie Behr as they talk through all things compliance & business.Autor: regulate this

1
Off-Channel Communications- We Know You're Doing It 29:06

10M ago29:06

29:06

Join Leila & Tracie as they talk about the critical issue of off-channel communications, specifically text messaging, in the financial advisory industry. They emphasize the growing importance of properly archiving and supervising all business communications, regardless of the platform. Financial firms must evolve with technology, implement robust c…

1
Take This Seriously - SEC Exams 34:31

10M ago34:31

34:31

Welcome to Regulate THIS! In this episode, we (Laila Shaver and Tracie Bear) tackle the topic of SEC exams - something many advisors dread but shouldn't have to fear if they're doing things right. We break down what happens during these audits, why they matter, and how to prepare for them without losing sleep. We discuss the crucial role of a quali…

1
Regulate THIS! A RIA-ly Unfiltered Podcast 1:34

10M ago1:34

1:34

Welcome to Regulate THIS! A RIA-ly Unfiltered Podcast. Join Leila and Tracie as they dive into the world of Compliance and all things Business. Get an unfiltered look that you deserve, and have your questions answered!Autor: Regulate THIS

Podcasty warte posłuchania

Regulate This Podcasty

Podcasty warte posłuchania

1
Regulate THIS!

regulate this

1
A RIA-ly Unfiltered New Year 2:17

1
Succession Planning 25:59

1
Regulate THIS! A ReAlLy Silly Podcast 1:29

1
Is AI Making Us Dumb? 28:04

1
Trick or Treat?! 1:04

1
Human Resources 37:06

1
Welcome to Season 3 - Horror Stories 29:11

1
Get Ready For Season 3 Of Regulate THIS! 0:46

1
Business Planning 101 39:51

1
Referrals Done Right 27:48

1
How to Win Millennials and Gen Zs 31:35

1
Dealing with Complaints Like a Pro 29:49

1
Talking Clients Off the Ledge 30:35

1
The Art of the Client Experience 39:45

1
Goodbye Season 1 - Hello Season 2 0:39

1
HOT TOPICS🔥First 100 Days Of A New Administration 23:17

1
The Compliance Tech Toolbox 38:53

1
Reg BI vs. Fiduciary: The Ultimate Showdown 29:56

1
Compliance Is Sexy 26:11

1
Cyber Issues 31:22

1
Are You Leaving Money On The Table? 20:44

1
Off-Channel Communications- We Know You're Doing It 29:06

1
Take This Seriously - SEC Exams 34:31

1
Regulate THIS! A RIA-ly Unfiltered Podcast 1:34

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