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Credit Suisse and Holistic Risk Management
Manage episode 305573960 series 2783374
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action. Some of the issues we consider are:
- Is a broader view of risk needed?
- If so, who would perform that review?
- Too many silos?
- Public companies v. investment banks?
- What is under escalated risk?
- What is conduct risk?
Learn more about your ad choices. Visit megaphone.fm/adchoices
332 odcinków
Manage episode 305573960 series 2783374
Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deeper dive into the recent Credit Suisse enforcement action. Some of the issues we consider are:
- Is a broader view of risk needed?
- If so, who would perform that review?
- Too many silos?
- Public companies v. investment banks?
- What is under escalated risk?
- What is conduct risk?
Learn more about your ad choices. Visit megaphone.fm/adchoices
332 odcinków
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